2/26/2019 12:00:00 AM SEC Settles Unregistered ICO without Penalty after Company Self-Reported to SEC By A&O Shearman On Feb 20, 2019, the Securities and Exchange Commission (SEC) charged a company with conducting an unregistered initial coin offering...
2/22/2019 12:00:00 AM FSB Report Outlines Potential Effects of FinTech on Financial Stability By A&O Shearman Last week, the Financial Stability Board (FSB), an international body that monitors and makes recommendations about the global financial...
2/21/2019 12:00:00 AM Conference of State Bank Supervisors Endorses FinTech Recommendations By A&O Shearman Last week, the Conference of State Bank Supervisors (CSBS), the nationwide organization of financial regulators from all fifty U.S....
2/15/2019 12:00:00 AM SEC Commissioner Peirce Calls for Thoughtful Application of U.S. Securities Laws to Digital Assets By A&O Shearman In a February 8, 2019 speech, Securities and Exchange Commission (SEC) Commissioner Hester Peirce suggested that the regulators should...
2/12/2019 12:00:00 AM Kik Interactive and Kin Ecosystem Foundation Respond to Wells Notice Alleging Violation of Securities Laws By A&O Shearman In late 2018, the Securities and Exchange Commission (SEC) sent a Wells Notice to Kik Interactive Inc. and the Kin Ecosystem Foundation...
2/4/2019 12:00:00 AM Cboe Refiles Bitcoin ETF Application By A&O Shearman Last week, the Cboe BZX Exchange refiled its request to the Securities and Exchange Commission (SEC) for a proposed rule change that...