Feb 26, 2019 SEC Settles Unregistered ICO without Penalty after Company Self-Reported to SEC By A&O Shearman On Feb 20, 2019, the Securities and Exchange Commission (SEC) charged a company with conducting an unregistered initial coin offering...
Feb 22, 2019 FSB Report Outlines Potential Effects of FinTech on Financial Stability By A&O Shearman Last week, the Financial Stability Board (FSB), an international body that monitors and makes recommendations about the global financial...
Feb 21, 2019 Conference of State Bank Supervisors Endorses FinTech Recommendations By A&O Shearman Last week, the Conference of State Bank Supervisors (CSBS), the nationwide organization of financial regulators from all fifty U.S....
Feb 15, 2019 SEC Commissioner Peirce Calls for Thoughtful Application of U.S. Securities Laws to Digital Assets By A&O Shearman In a February 8, 2019 speech, Securities and Exchange Commission (SEC) Commissioner Hester Peirce suggested that the regulators should...
Feb 12, 2019 Kik Interactive and Kin Ecosystem Foundation Respond to Wells Notice Alleging Violation of Securities Laws By A&O Shearman In late 2018, the Securities and Exchange Commission (SEC) sent a Wells Notice to Kik Interactive Inc. and the Kin Ecosystem Foundation...
Feb 04, 2019 Cboe Refiles Bitcoin ETF Application By A&O Shearman Last week, the Cboe BZX Exchange refiled its request to the Securities and Exchange Commission (SEC) for a proposed rule change that...