On June 27, 2019, the Commodity Futures Trading Commission (CFTC) announced two new programs as part of its LabCFTC initiative.  The...

Are bitcoin securities? One would-be closed end fund says yes.Turning conventional wisdom on its head, the sponsor of a closed-end fund...

At the inaugural FinTech Forum that the Securities and Exchange Commission (SEC) sponsored on May 31, the investment management panel...

Partner Nathan Greene and Associate Justin Reda (both New York-Investment Funds) have published a two-part article in Law360 titled...

The International Organization of Securities Commissions has launched a consultation on the key issues to consider for regulating...

On June 4, 2019, the Securities and Exchange Commission (SEC) sued Canadian mobile messaging company Kik Interactive, Inc. (Kik) for...

The U.K. Financial Conduct Authority has published a Call for Input on a Cross-Sector Sandbox, seeking input on whether a U.K....

Partner Jay Baris (New York-Investment Funds) co-authored an article titled “In Pursuit of Perfection? A Primer on Digital Asset-Related...

Partner Nathan Greene (New York-Investment Funds) authored an article titled, “Big Data: A Legal and Compliance Guide for Investment...

In a letter dated May 28, 2019, the staff of the Securities and Exchange Commission (SEC) asked a registrant to withdraw a registration...