U.K. Conduct Regulator Consults on Guidance on Crypto-Assets and the U.K. Regulatory Perimeter
The U.K. Financial Conduct Authority (FCA) has launched a consultation on proposed Guidance on whether certain crypto-assets fall within...
The U.K. Financial Conduct Authority (FCA) has launched a consultation on proposed Guidance on whether certain crypto-assets fall within...
The European Securities and Markets Authority has published a report on the application and suitability of the EU securities...
The European Banking Authority has published a report on the application and suitability of the EU bank regulatory framework for...
This summer marked the third time in eight years that the Securities and Exchange Commission brought high profile cases against asset...
Fulfilling the mandate in the European Commission's March 2018 FinTech Action Plan, the Joint Committee of the European Supervisory...
Last month, the Consumer Financial Protection Bureau (CFPB) proposed revisions to the agency’s no-action letter (NAL) policy and floated...
On December 21, 2018, the Securities and Exchange Commission (SEC) filed and settled charges against two robo-advisers (i.e., advisers...
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