15 Feb, 2023 SEC Considering Rules that Could Squeeze Coinbase and Other Crypto Platforms By A&O Shearman The SEC proposed heightened requirements for businesses that safeguard assets for fund managers, a move that could further squeeze crypto...
21 Jul, 2022 Former Cryptocurrency Exchange Manager Indicted by DOJ and Charged by SEC: Is It 'Regulation by Enforcement'? By A&O Shearman On July 21, 2022, the Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) for the first time brought insider...
30 Nov, 2021 Webinar: What A FinTech Needs To Know About Becoming A Bank By A&O Shearman Recently, there has been a significant increase in applications for new bank charters, particularly from FinTechs and payment-related...
22 Oct, 2021 NY FinTech Week Recap and Digital Diary By A&O Shearman This week was New York FinTech Week, bringing together hundreds of professionals from across the sector for a series of panel...
20 Oct, 2021 Crypto Regulation, Trends in Blockchain, and Diversity and Women in Fintech: Donna Parisi Interviewed on Nasdaq Trade Talks By A&O Shearman Shearman & Sterling partner and Head of Financial Services and FinTech, Donna Parisi, was interviewed on Nasdaq Trade Talks during New...
18 Aug, 2021 Crypto Regulation in the Spotlight By A&O Shearman The U.S. regulatory landscape for crypto and digital assets is complex, and recent high-profile federal enforcement actions and a slew of...
21 Jul, 2021 The Changing FinTech Landscape: A Snapshot of M&A Themes and Trends By A&O Shearman Shearman & Sterling teamed up with FinTech advisor and incubator Rise, created by Barclays, and premier market data and research provider...
17 Jun, 2021 Who’s in charge? An overview of U.S. digital asset regulation By A&O Shearman It is almost impossible to scan the news without seeing multiple headlines relating to cryptocurrency and other digital assets. Perhaps...
26 Jun, 2020 Telegram Settles With SEC, Agreeing to Return $1.2 Billion to Investors and Pay Penalty By A&O Shearman On June 26, 2020, the U.S. Securities and Exchange Commission (“SEC”) received court approval of its settlement with Telegram Group Inc.,...
01 Nov, 2019 Jay Baris Authors Chapter in Global Legal Insights: Blockchain & Cryptocurrency Regulation 2020 By A&O Shearman Partner Jay Baris (New York-Investment Funds) authored a chapter titled "The custody of digital assets – 2020" in the latest Global Legal...
31 Oct, 2019 Paxos Awarded No-Action Letter for Blockchain-Based Equity Securities Settlement Platform By A&O Shearman On October 28, 2019, the Securities and Exchange Commission (SEC) awarded a no-action letter to Paxos Trust Company that will allow the...
22 Oct, 2019 Distilling U.S. Regulatory Environment and Market Access Considerations for Growing FinTechs By A&O Shearman The rise of global FinTech has brought markets together and enabled cross-border business formation and innovation, but local regulations...